Framework review
Testing whether the compliance framework is complete and internally consistent.
AML Compliance
Compliance Health Check
An independent review ahead of inspection, with a gap report and a clear remediation plan.
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The worst time to discover a gap in your compliance is during a regulatory inspection. A compliance health check comes before that: it surfaces the gaps while you still have time to close them.
We run an independent review of your whole framework — registration, risk assessment, policies, customer files, training and records — and compare what exists against what is required of you.
The output is a candid, prioritised gap report and a remediation plan with owners and timelines, not a list of general observations.
What the service includes
Customer file testing
Sampling due-diligence files and checking documentation is sufficient.
Control testing
Verifying that written procedures are actually being applied.
Gap report
A clear statement of every gap and how serious it is.
Remediation plan
Prioritised steps with an owner and a timeline for each.
Who is this service for?
- Businesses facing inspection
- Businesses that have changed compliance officer
- Businesses overdue a review
- Businesses wanting to confirm findings were properly closed
Frequently asked questions
How long does the health check take?
It depends on your size and the number of files; we set the timeline after an initial look at your position.
Do you help execute the remediation plan?
Yes, we can carry it out with you or supervise it until every gap is closed.
Does the report stay confidential?
Yes, the report is an internal document for your business and is not shared with anyone without your agreement.
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Is your business ready for a regulatory inspection?
Message us on WhatsApp for a free initial assessment of your compliance position — no obligation.
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